4201 42nd Street NE,
Protecting the value of your business
Compliance at Berthel Fisher is approachable, solution oriented, and values your business. We believe our role is to help you protect your practice.
We do this by:
You will find our compliance staff is not only knowledgeable, but friendly and accessible. We have dedicated resources for communication with the public and new business or transaction reviews. The Chief Compliance Officer and your OSJ managers have years of industry experience for you to rely on.
What we are not: