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Berthel Fisher Companies (BFC) is a national financial services firm which supports four unique companies designed to provide investment management and financial products and services to independent financial professionals and their clients.

Please check back often for new opportunities to join the Berthel Family.  Or send a cover letter and resume to humanresources@berthel.com

Berthel Fisher offers comprehensive benefits including:

  • Health, dental and vision insurance
  • Paid time off
  • 401k Program
  • Short term and long-term disability coverage
  • Life Insurance
  • On site fitness center

We offer a great working environment in a beautiful and professional office location. This is your opportunity to play a key role in the continued success of our company. Our culture is fast-paced, motivational and focused on improving our client’s lives.

Anti-Money Laundering and Project Coordinator

We have the opportunity for a professional individual to assume the role of Anti-Money Laundering and Project Coordinator.

The primary responsibilities include, but are not limited to:

  • Development, implementation, and administration of the Company’s Anti-Money Laundering program
  • Coordination of projects including assigning tasks, setting deadlines, following up with project members and providing status updates to management
  • Ensure written policies and procedures are reviewed and updated as needed due to changes and/or regulatory requirements
  • Participation in the development and execution of the annual compliance questionnaire for financial professionals and sales assistants

Desired candidates will present themselves professionally and have excellent written and oral communication skills.  Candidate must have excellent problem solving, attention to detail and organizational skills and must be able to manage multiple projects/tasks simultaneously.  Candidate must be proficient in word processing, database, spreadsheet, e-mail, and web-based software.

Previous experience in financial services required.  Previous experience in an Anti-Money Laundering role preferred.  CAMS Certification highly desirable, must be willing to obtain.

If you are interested in this opportunity, please send your cover letter, resume, and salary requirements to humanresources@berthel.com.

Operations Specialist

We have the opportunity for a professional individual to assume the role of Operations Specialist.

This position is responsible for opening and maintaining all accounts on the clearing firm platform in accordance with the firm’s policies and procedures.

The primary responsibilities include, but are not limited to:

  1. Set up/data of entry new accounts in various systems with great attention to detail insuring that appropriate features such as check writing, beneficiaries and fee schedules are included. 
  2. Update accounts as needed for address changes, additional features, changes to beneficiaries etc.
  3. Research and process Customer Identification Program (CIP) requirements
  4. Cross train to be functional in other Operations Specialist functions

The ideal candidate has excellent data entry skills, is accurate and timely, and will work well in a team environment where excellent communication skills and a continual focus on customer service are essential.  Required skills also include strong time management and attention to detail, as well as the ability to multitask with numerous operational processes and multiple data input platforms.  Candidate must be proficient in word processing, database, spreadsheet, e-mail, and web-based software.  Previous experience in the banking, insurance and/or securities business is helpful, but not required.  

If you are interested in this opportunity, please send your cover letter, resume, and salary requirements to humanresources@berthel.com.