Broker Check

Leadership

Our executive team has decades of combined experience. We’re always working for you to bring a diverse, up-to-date, selection of investment products and advisory services that will allow you to efficiently run your practice. Access to leadership is important to us, and our team's expert advice is simply a phone call or meeting away.

Thomas Berthel

Thomas Berthel

Chairman of the Board & CEO, Parent Company

Andrew Christofferson

Andrew Christofferson

President & CEO, Subsidiaries

Jeff  Roseman

Jeff Roseman

General Counsel

Rick Murphy

Rick Murphy

Executive Vice President, Due Diligence

Paige Christofferson

Paige Christofferson

Chief Business Development Officer

Joanna Schaul

Joanna Schaul

Chief Administrative Officer

Kim Chapman

Kim Chapman

Chief Compliance Officer

Shelley Davenport

Shelley Davenport

Vice President of Legal & Regulatory Matters

Brian Rupp

Brian Rupp

Chief Financial Officer

Brittany Noethen

Brittany Noethen

Chief Technology Officer

James  Hohn

James Hohn

Vice President of Technology

Randy Wilcox

Randy Wilcox

Vice President of Compliance & OSJ Manager

Scott Ginger

Scott Ginger

OSJ Manager

Brent  Shillington

Brent Shillington

Operations Manager

Ryan Wieser

RBC Operations Manager