Leadership
Our executive team has decades of combined experience. We’re always working for you to bring a diverse, up-to-date, selection of investment products and advisory services that will allow you to efficiently run your practice. Access to leadership is important to us, and our team's expert advice is simply a phone call or meeting away.
Thomas Berthel
Chairman of the Board & CEO, Parent Company
Andrew Christofferson
President & CEO, Subsidiaries
Jeff Roseman
General Counsel
Rick Murphy
Executive Vice President, Due Diligence
Paige Christofferson
Chief Business Development Officer
Joanna Schaul
Chief Administrative Officer
Kim Chapman
Chief Compliance Officer
Shelley Davenport
Vice President of Legal & Regulatory Matters
Brian Rupp
Chief Financial Officer
Brittany Noethen
Chief Technology Officer
James Hohn
Vice President of Technology
Randy Wilcox
Vice President of Compliance & OSJ Manager
Scott Ginger
OSJ Manager
Brent Shillington
Operations Manager
Ryan Wieser
RBC Operations Manager