Leadership
Leadership
You’re the QB.
WE’RE THE OFFENSIVE LINE.
Our executive team has decades of combined experience. We’re always working for you to bring a diverse selection of investment products and advisory services that will allow you to efficiently run your practice. We're proud that our executives have a very hands-on approach. They're constantly keeping up-to-date with the industry and are easy to approach. Access to leadership is important to us, and our team's expert advice is simply a phone call or meeting away. We’re suited up and ready to play so you can be the MVP.

Thomas J. Berthel
Chief Executive Officer, President, Chairman of the Board

Andrew J. Christofferson
Chief Operating Officer

Rick M. Murphy
Executive Vice President, Due Diligence

Paige N. Swartzendruber
Senior Vice President Business Development

Kim Chapman
Chief Compliance Officer

Randy Wilcox
Vice President of Compliance & OSJ Manager

Scott Ginger
OSJ Manager
